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James Richard Haston

Edward Jones

Monett, MO

CRD 5366940

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-07
MO RA APPROVED 2007-10-11
  • TX RA
    APPROVED_RES
    Since 2018-12-07
  • MO RA
    APPROVED
    Since 2007-10-11

Branch Locations

311 1St Street, Monett, MO 65708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2007 Present
Other Businesses

Type of business: Rental Property Monett MO Start date: 4/1/2013 Owner Hours per week: 0 Hours during trading: 0 Maintain property Edward Jones Branch Office FAO Type of business: Rental Monett, MO Start date: 2/1/2025 Owner Hours per week: 2 Hours during trading: 0 All aspects of Ownership of a Branch Office

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-27
  • S66 Uniform Combined State Law Examination
    2007-09-27
Other Names
  • James Haston
  • James Richard Haston

View on SEC IAPD

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