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Dayna Santoro Moser

Ubs Financial Services Inc.

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-01
FL RA APPROVED 2023-07-12
MT RA APPROVED 2023-07-12
CA RA APPROVED 2023-07-11
HI RA APPROVED 2023-07-11
KS RA APPROVED 2023-07-11
NY RA APPROVED 2023-07-11
IL RA APPROVED 2023-05-03
MI RA APPROVED 2023-04-24
TX RA APPROVED 2023-04-19
  • CT RA
    APPROVED
    Since 2026-07-01
  • FL RA
    APPROVED
    Since 2023-07-12
  • MT RA
    APPROVED
    Since 2023-07-12
  • CA RA
    APPROVED
    Since 2023-07-11
  • HI RA
    APPROVED
    Since 2023-07-11
  • KS RA
    APPROVED
    Since 2023-07-11
  • NY RA
    APPROVED
    Since 2023-07-11
  • IL RA
    APPROVED
    Since 2023-05-03
  • MI RA
    APPROVED
    Since 2023-04-24
  • TX RA
    APPROVED
    Since 2023-04-19

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co. Chicago IL 08/2008 03/2023
Ubs Financial Services Crescent Court TX 03/2023 Present
  • 08/2008 → 03/2023
    Goldman, Sachs & Co.
    Chicago, IL
  • 03/2023 → Present
    Ubs Financial Services
    Crescent Court, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-10
S66 Uniform Combined State Law Examination 2008-11-25
  • S65 Uniform Investment Adviser Law Examination
    2023-05-10
  • S66 Uniform Combined State Law Examination
    2008-11-25
Other Names
  • Dayna Moser
  • Dayna L Santoro Moser
  • Dayna Loren Santoro
  • Dayna Loren Santoro

View on SEC IAPD

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