James Thomas Downham

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 02/2017
  Hsbc Bank Usa, N.A.
  Houston, TX
• 07/2015 → 02/2017
  Hsbc Securities (Usa) Inc.
  Houston, TX
• 05/2018 → Present
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 05/2018 → Present
  J.P. Morgan Securities Llc
  Houston, TX
• 03/2017 → 04/2018
  Unemployed
  Houston, TX

Previous Registrations

• 2015-07-20 → 2017-03-10
  Hsbc Securities (Usa) Inc.
  Houston, TX
• 2014-01-21 → 2014-12-02
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 2013-07-12 → 2014-01-21
  Cetera Investment Services Llc
  Hoover, AL
  Houston, TX
• 2007-10-08 → 2012-12-03
  Alliancebernstein L.P.
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2007-10-05

Other Names

• James Thomas Downham Jr
• Jim Downham
• James Thomas Downham
• James Thomas Downham