Arturo Vasquez

Bolton Securities Corporation

CRD 5366078

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Employer firm

Bolton Securities Corporation CRD 129376

$8.28B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-06-23

FL RA
APPROVED

Since 2016-06-23

Branch Locations

579 Main Street, Bolton, MA 01740 • United States

1441 Brickell Avenue Suite 1700, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bolton Global Capital	Bolton	MA	06/2016	Present
Bolton Global Asset Management	Bolton	MA	06/2016	Present

06/2016 → Present

Bolton Global Capital

Bolton, MA
06/2016 → Present

Bolton Global Asset Management

Bolton, MA

Previous Registrations

2013-09-10 → 2016-06-16

Morgan Stanley

Miami, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-09-05
S63	Uniform Securities Agent State Law Examination	2012-12-20

S65 Uniform Investment Adviser Law Examination

2013-09-05
S63 Uniform Securities Agent State Law Examination

2012-12-20

View on SEC IAPD

Nearby Firms

VANDERBILT ADVISORY SERVICES

LPL FINANCIAL LLC

Nearby Investors

MARTIN TALMASKY SILBERT

HENRIQUE JOAO PINHEIRO

Nearby Offices

BOLTON SECURITIES CORPORATION · BOLTON, MA

VANDERBILT ADVISORY SERVICES · HUDSON, MA

LPL FINANCIAL LLC · HUDSON, MA

More in Bolton, MA

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