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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-10-07
  • MN RA
    APPROVED
    Since 2021-10-07

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Victoria, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Unemployed Victoria MN 05/2016 10/2020
Lpl Financial, Llc Plymouth MN 10/2020 06/2025
Wealth Enhancement Group Plymouth MN 10/2020 Present
Wealth Enhancement Brokerage Services Plymouth MN 10/2020 Present
Wealth Enhancement Advisory Services Plymouth MN 10/2020 Present
  • 05/2016 → 10/2020
    Unemployed
    Victoria, MN
  • 10/2020 → 06/2025
    Plymouth, MN
  • 10/2020 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 10/2020 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 10/2020 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-14
S63 Uniform Securities Agent State Law Examination 2007-09-13
  • S66 Uniform Combined State Law Examination
    2021-08-14
  • S63 Uniform Securities Agent State Law Examination
    2007-09-13
Other Names
  • Besiana Kingji
  • Besiana Smith
  • Besa Kingji

View on SEC IAPD

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