Nicholas Lee Dutter

Current Employers

Commons Capital, Llc

75 2Nd Avenue Suite 410, Needham, MA 02494 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-02-19

MA RA
APPROVED

Since 2026-02-19

Branch Locations

75 2Nd Avenue Suite 410, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Natixis Global Asset Management	Boston	MA	07/2015	09/2018
Abs Global Investments	Greenwich	CT	09/2018	09/2022
Truist Investment Services, Inc.	Boston	MA	10/2022	01/2026
Commons Capital, Llc	Needham	MA	01/2026	Present

07/2015 → 09/2018

Natixis Global Asset Management

Boston, MA
09/2018 → 09/2022

Abs Global Investments

Greenwich, CT
10/2022 → 01/2026

Truist Investment Services, Inc.

Boston, MA
01/2026 → Present

Commons Capital, Llc

Needham, MA

Previous Registrations

2023-01-31 → 2025-10-30

Truist Advisory Services, Inc.

Boston, MA

Other Businesses

1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time during the month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-11-21
S63	Uniform Securities Agent State Law Examination	2013-04-22

S66 Uniform Combined State Law Examination

2022-11-21
S63 Uniform Securities Agent State Law Examination

2013-04-22

View on SEC IAPD