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Carl Henry Scholtz

Scholtz & Company, LLC

Stamford, CT

CRD 5365510

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Employer firm

Scholtz & Company, LLC CRD 107363

$341M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Scholtz & Company, Llc

107 Elm Street Four Stamford Plaza, 5Th Floor, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-30
CT RA APPROVED 2014-03-03
LA RA APPROVED 2012-06-29
  • TX RA
    APPROVED
    Since 2021-03-30
  • CT RA
    APPROVED
    Since 2014-03-03
  • LA RA
    APPROVED
    Since 2012-06-29

Branch Locations

107 Elm Street Four Stamford Plaza, 5Th Floor, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scholtz & Company, Llc Norwalk CT 04/2012 12/2018
Scholtz And Company Stamford CT 01/2019 Present
Designations
  • Chartered Financial Analyst
Other Names
  • Carl Scholtz

View on SEC IAPD

Nearby Firms

COUNTERPOINTE INVESTMENT MANAGEMENT LLC
K2/D&S MANAGEMENT CO., L.L.C.
LONGRANGE CAPITAL, L.P.

Nearby Investors

CLAUDINE ANTOINETTE SPENCE
RONALD JOHN SCHULER
PAUL JON ACKERLEY

Nearby Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT

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