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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
213 E Main St, Meriden, CT 06450 • United States
4 Research Dr Ste 402 Regus Business Center, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lighthouse Financial, Llc | Meriden | CT | 05/2005 | Present |
| Voya Financial Advisors | Meriden | CT | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY:LIGHTHOUSE FINANCIAL, LLC; Yes; 213 EAST MAIN ST; MERIDEN; CT; 06450; FINANCIAL SERVICES/DBA; OWNER; 5/5/2005; 160; 160; SALE OF FIXED INSURANCE & SECURITIES ADN INVESTMENT PRODUCTS| 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 213 EAST MAIN ST; MERIDEN; CT; 6450; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/28/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-17 |
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