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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2023-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Williston | VT | 08/2014 | 04/2021 |
| Tiaa-Cref Individual & Institutional Services, Llc | Williston | VT | 08/2014 | 04/2021 |
| Fidelity Investments | South Burlington | VT | 04/2021 | 12/2021 |
| People's United Advisors | Burlington | VT | 12/2021 | 06/2022 |
| Wilmington Trust, A Division Of M&T Bank | Burlington | VT | 06/2022 | Present |
| Lpl Financial | Burlington | VT | 06/2023 | Present |
1- 05/2023 / Wilmington Advisors @ M&T / DBA for LPL Business (entity for LPL business) / Investment Related 2- 05/2023 / Senior Wealth Advisor, SVP at Wilmington Trust (a Division of M&T Bank) / Financial Institution Duty / Investment Related / 160 Hrs/8 Hrs Trading / start date 12/13/2021 3- 05/2023 / Notary / Investment Related / start date 1/31/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-02 |
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