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Pamela J Truemper

Morgan Stanley

Little Rock, AR

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2021-08-13
TX RA APPROVED 2021-08-10
  • AR RA
    APPROVED
    Since 2021-08-13
  • TX RA
    APPROVED
    Since 2021-08-10

Branch Locations

2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Little Rock AR 06/2009 01/2021
Bok Financial Securities, Inc. Little Rock AR 02/2021 06/2021
Bokf, Na Little Rock AR 02/2021 06/2021
Morgan Stanley Little Rock AR 08/2021 Present
  • 06/2009 → 01/2021
    Morgan Stanley Smith Barney
    Little Rock, AR
  • 02/2021 → 06/2021
    Little Rock, AR
  • 02/2021 → 06/2021
    Bokf, Na
    Little Rock, AR
  • 08/2021 → Present
    Little Rock, AR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-28
S63 Uniform Securities Agent State Law Examination 2008-04-22
  • S65 Uniform Investment Adviser Law Examination
    2018-12-28
  • S63 Uniform Securities Agent State Law Examination
    2008-04-22
Other Names
  • Pamela Jade Finkbeiner
  • Pamela Jade Truemper

View on SEC IAPD

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