Stephen Matthew Duganieri

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 05/2018
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 02/2013 → 05/2018
  Mml Distributors, Llc
  Springfield, MA
• 07/2018 → 07/2022
  Nationwide Investment Services Corp
  Columbus, OH
• 08/2022 → Present
  Transamerica Investors Securities Corporation
  Riverview, FL
• 07/2022 → Present
  Transamerica Life Insurance Company
  Riverview, FL

Previous Registrations

• 2018-10-15 → 2022-08-19
  Nationwide Investment Advisors, Llc
  Columbus, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-12
• S63 Uniform Securities Agent State Law Examination
  2007-11-08

Other Names

• Stephen Matthew Duganieri
• Stephen Duganieri