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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-05 |
| NC | RA | APPROVED | 2016-09-06 |
Branch Locations
100 North Main Street Suite 2400, Winston-Salem, NC 27101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | Winston-Salem | NC | 03/2015 | 09/2016 |
| Raymond James & Associates, Inc. | Winston-Salem | NC | 09/2016 | Present |
(1)Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Lender Investment Related: No Start Date: 11/01/2025 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: loan to family friends to attempt to keep them out of foreclosure on their home. not RJ clients. (2)Name of Business: 1RK, Ltd. Address: 2735 old town club road, winston salem, NC, 27106, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 04/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC w/ spouse (3)Name of Business: Dash 3 LLC Address: 2735 Old Town Club Road, Winston Salem, NC, 27106, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 08/02/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Distributing investment updates, tax forms and other relevant documents to my mother and sister. (4)Name of Business: Pfafftown Raiders 2034 Address: 2735 Old Town Club Road, Winston Salem, NC, 27106, United States Activity Type: Non profit Position/Title: Founder, Officer - President Investment Related: Yes Start Date: 09/07/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: youth travel baseball manager (5)Name of Business: R&S Family Foundation Address: 2735 old town club road, Winston Salem, NC, 27106, United States Activity Type: Non profit Position/Title: Officer - Vice President, Officer - Treasurer, Board Member Investment Related: Yes Start Date: 11/12/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: VP- Treasurer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-08 |
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