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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| IL | RA | APPROVED | 2016-05-23 |
| MO | RA | APPROVED | 2009-06-01 |
Branch Locations
233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States
6181 Bennett Drive Suite 200, Edwardsville, IL 62025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
| Morgan Stanley | Edwardsville | IL | 06/2016 | Present |
| Morgan Stanley | Clayton | MO | 05/2017 | 04/2019 |
| Morgan Stanley Smith Barney | Clayton | MO | 10/2022 | 10/2022 |
2.Rental property; Investment related: Yes; Fairview Heights, IL; Rental property; owner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2019; During business hours: 0; After business hours: 0; *390123 - The Stork Foundation For Infertility; Investment related - No; Chicago, Illinois; Medical; Officer (proprietor, partner, officer, director, employee, trustee, agent); Feb 2020; During business hours: 0; After business hours: 2; Check Signing/Funds Disbursements, Administrative, Business Development/Growth *635788- farmground income; Investment related: Yes; Edwardsville, Illinois; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2024; During business hours: 0; After business hours: 0.1; Accounting/Bookkeeping:Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-10 |
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