Anthony Michael Rutigliano

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 11/2024
  Pruco Securities, Llc.
  Riverhead, NY
• 12/2007 → Present
  Prudential Insurance Company Of America
  Riverhead, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Southampton, NY

Previous Registrations

• 2019-08-01 → 2024-11-14
  Pruco Securities, Llc.
  Melville, NY
  Hauppauge, NY
  Riverhead, NY
  Riverhead, NY
  Melville, NY
  Southampton, NY

Other Businesses

1) 11/11/2024 - Rutigliano Consulting, Inc. - Business is used to support RG Wealth Management and operation - Business Owner - Non Inv Related - At Riverhead, NY - Start Date 01/01/2016 - 10hrs/mth - 5hrs/mth During Trading 2) 09/03/2024 - Rutigliano and Galletta Property Management LLC - Business is helped support management the property that is owned and operated - Real Estate Rental - Inv Related - At Riverhead, NY - Start Date 06/12/2024 - 4hrs/mth - 0hrs/mth During Trading 3) 09/03/2024 - RG Wealth Management Group - Business is used to support Wealth Management Practice, paying for rent, staff, office, equipment, etc. - DBA for LPL Business (entity for LPL business) - Inv Related - At Riverhead, NY - Start Date 01/01/2024 - 40hrs/mth - 40hrs/mth During Trading 4) 09/03/2024 - Anthony Rutigliano - Health Insurance Sales - Non-Variable Insurance Commission Trails - Inv Related - At Riverhead, NY - Start Date 02/01/2008 - 0hrs/mth - 0hrs/mth During Trading 5) 09/03/2024 - Rutigliano and Galletta West Hampton LLC - Own a property that produces an income from the rentals - Real Estate Rental - Inv Related - At Riverhead, NY - Start Date 08/18/2024 - 4hrs/mth - 0hrs/mth During Trading 6) 09/29/2025-Rutigliano Capital Holdings, LLC-President-Real Estate Rental-Inv related-At Hawley, PA-Start date 09/29/2025-4hrs/mth-0hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-12
• S63 Uniform Securities Agent State Law Examination
  2008-01-11