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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-11-25
TX RA APPROVED 2009-11-24
  • FL RA
    APPROVED
    Since 2009-11-25
  • TX RA
    APPROVED
    Since 2009-11-24

Branch Locations

871 Venetia Bay Blvd, Venice, FL 34285 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Punta Gorda FL 06/2007 Present
Other Businesses

1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: CRUSHIN4YA 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: NORTH PORT, FLORIDA 34286 5.NATURE OF BUSINESS: OTHER,BLOG THAT WILL MAKE LITTLE MONEY IF ANY 7.POSITION, TITLE, ASSOCIATION: OWNER, 8.START DATE OF RELATIONSHIP: 9/2/2013 9.NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: THIS IS JUST A BLOG ABOUT YA FICTION BOOKS MORE LIKE A FAN SITE FOR PEOPLE TO VISIT TO DISCUSS BOOKS AND AUTHORS AND MOVIE ADAPTIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-23
  • S66 Uniform Combined State Law Examination
    2009-11-23

View on SEC IAPD

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