Madeline C Murray

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-05-14
CT	RA	APPROVED	2008-07-11

TX RA
APPROVED

Since 2009-05-14
CT RA
APPROVED

Since 2008-07-11

Branch Locations

Hopkinton, MA • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	07/2008	Present

07/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Other Businesses

I*7344 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: IRREV TRUST INVESTMENT RELATED: Y ADDRESS OF BUSINESS: OSTERVILLE, MASSACHUSETTS 02655 NATURE OF BUSINESS: RENTAL PROPERTY, POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 6/27/2017 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-04-07

S66 Uniform Combined State Law Examination

2008-04-07

Other Names

Madeline Frandsen Carroll

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