Richard Rydzik

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 05/2017
  Cion Securities, Llc
  New York, NY
• 07/2017 → Present
  Rydzik & Rydzik Cpas
  Beacon Falls, CT
• 05/2019 → Present
  Kestra Investment Services, Llc
  Beacon Falls, CT
• 05/2019 → Present
  Kestra Advisory Services, Llc
  Beacon Falls, CT

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: financial advisor Start Date: 5/6/2019 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: investment advice, financial planning Business Name: FOLEY/CONNELLY FINANCIAL PARTNERS Investment Related: Yes Address: 37 Elm Street West Springfield MA 01089 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: financial advisor Start Date: 5/6/2019 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: investment advice and financial planning Business Name: Rydzik & Rydzik CPAs Investment Related: No Address: 4 Bronson Dr Beacon Falls CT 06403 Nature of Business: Tax/Accounting/CPA Position, Title or Relationship: accountant/analyst Start Date: 1/1/2018 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: assisting in daily accountant work, data entry, excel spreadsheets

Exams

• S66 Uniform Combined State Law Examination
  2009-02-13

Other Names

• Rich Rydzik