Jeffrey Michael Costa

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-02-05

CT RA
APPROVED

Since 2025-02-05

Branch Locations

472 Wheelers Farms Road Suite 305, Milford, CT 06461 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife	Shelton	CT	04/2009	11/2016
Scholtz & Company, Llc	Stamford	CT	08/2020	02/2025
First County Bank	Stamford	CT	11/2016	07/2020
Lpl Financial Llc	Milford	CT	02/2025	Present

04/2009 → 11/2016

Metlife

Shelton, CT
08/2020 → 02/2025

Scholtz & Company, Llc

Stamford, CT
11/2016 → 07/2020

First County Bank

Stamford, CT
02/2025 → Present

Lpl Financial Llc

Milford, CT

Previous Registrations

2020-08-04 → 2025-03-04

Scholtz & Company, Llc

Stamford, CT
2009-07-15 → 2016-12-05

Msi Financial Services, Inc.

Shelton, CT

Other Businesses

1- 02/2025 / Skinner Wealth Strategies / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 5 hrs during trading / At reported business location(s)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-07-09
S63	Uniform Securities Agent State Law Examination	2009-05-07

S65 Uniform Investment Adviser Law Examination

2009-07-09
S63 Uniform Securities Agent State Law Examination

2009-05-07

Designations

Certified Financial Planner

View on SEC IAPD