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Current Employers
Mfs Institutional Advisors Inc.

111 Huntington Avenue, Boston, MA 02199-7618 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-03-31
  • MA RA
    APPROVED
    Since 2014-03-31

Branch Locations

111 Huntington Avenue, Boston, MA 02199-7618 • United States

Milton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mfs Fund Distributors, Inc Boston MA 02/2014 Present
  • 02/2014 → Present
    Mfs Fund Distributors, Inc
    Boston, MA
Previous Registrations
  • 2008-10-10 → 2012-06-29
    Credit Suisse Securities (Usa) Llc
    Boston, MA
Other Businesses

As of April 2024, involved with my sons' selling via the online marketplace. Activity is limited to being a co-owner (due to a minor child needing adult permission). Supervision of son selling sports cards via the online marketplace for approximately 2 hours per month. This position is not investment related and not generally performed during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-10
  • S66 Uniform Combined State Law Examination
    2008-09-10
Other Names
  • Thomas Shanley
  • Tom Shanley

View on SEC IAPD

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