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Amy Louise Kepler

Sanctuary Advisors, LLC

Wilmington, NC

CRD 5362505

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Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-23
TX RA APPROVED 2024-08-23
  • NC RA
    APPROVED
    Since 2024-08-23
  • TX RA
    APPROVED
    Since 2024-08-23

Branch Locations

929 N Front Street Suite 730, Wilmington, NC 28401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington NC 02/2016 08/2024
Sanctuary Securities, Inc. Wilmington NC 08/2024 Present
Sanctuary Advisors Llc Wilmington NC 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-16
  • S66 Uniform Combined State Law Examination
    2015-12-16
Other Names
  • Amy Lousie Ramsey

View on SEC IAPD

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