Aaron L Gutierrez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 01/2021
  J.P. Morgan Securities Llc
  Ft. Worth, TX
• 08/2020 → Present
  Goatfeathers Seafood Market
  Santa Rosa Beach, FL
• 01/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 02/2021 → Present
  Bank Of America, N.A.
  Fort Worth, TX

Previous Registrations

• 2012-10-01 → 2021-01-22
  J.P. Morgan Securities Llc
  Ft. Worth, TX
  Fort Worth, TX
  Granbury, TX
  Ft. Worth, TX
• 2010-12-14 → 2012-10-01
  Chase Investment Services Corp.
  Ft. Worth, TX
  Fort Worth, TX
  Ft. Worth, TX
  Benbrook, TX
  Ft. Worth, TX
• 2008-05-30 → 2010-04-26
  Ameriprise Financial Services, Llc
  Watauga, TX
  Fort Worth, TX
• 2008-04-03 → 2008-05-06
  Atlas Wealth Management, Llc
  Irving, TX
• 2007-12-12 → 2008-02-04
  Strategic Advisers Llc
  Westlake, TX

Exams

• S66 Uniform Combined State Law Examination
  2007-12-11
• S63 Uniform Securities Agent State Law Examination
  2007-08-09

Other Names

• Aaron Gutierrez
• Aaron Louis Gutierrez
• Aaron Louis Gutierrez