Kevin P Ryan

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 02/2024
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 11/2008 → 02/2024
  Northwestern Mutual Investment Services, Llc
  Moline, IL
• 01/2016 → 02/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 02/2024 → Present
  Rbc Capital Markets, Llc
  Bettendorf, IA

Previous Registrations

• 2014-05-30 → 2016-09-14
  Northwestern Mutual Investment Services, Llc
  Bettendorf, IA
  Moline, IL

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH THE HOME BROKER DEALER FIRM FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. BANANA PANCAKES LLC, 6010 E BETTY ELYSE LN, SCOTTSDALE, , ARIZONA, 85254, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/15/2022, OWNER- Active HOURS, Duties: Property and rental management, PER MONTH: 0-5 on weekends, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOUGHT A SECOND HOME AND WE WILL BE LIST FOR RENT ON AIRBNB 3. 100% OWNER, KRF CORP, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/8/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. NAME OF ENTITY: KRF Corp ADDRESS: 5175 Pigeon Creek Trl, Bettendorf, IA 52722 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Renewal Commissions CAPACITY: Owner - Passive START DATE: 02/15/2024 DUTIES: Passively receiving renewal commissions on insurance business placed in force over the last 10 years. HOURS DEVOTED PER MONTH: 1-5 on weekends HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 5. NAME OF ENTITY: Sky Rydes LLC ADDRESS: 27798 102nd Ave, Donahue, IA 52746 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Van rental business CAPACITY: Owner - Passive START DATE: 03/15/2024 DUTIES: Passive investor, fund the project when necessary. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-12-23