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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-14
NY RA APPROVED 2021-11-09
  • TX RA
    APPROVED
    Since 2022-10-14
  • NY RA
    APPROVED
    Since 2021-11-09

Branch Locations

50 Rowes Wharf, Boston, MA 02110 • United States

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 06/2007 Present
Jpmorgan Securities Llc New York NY 06/2007 Present
  • 06/2007 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 06/2007 → Present
    Jpmorgan Securities Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-18
S63 Uniform Securities Agent State Law Examination 2015-05-18
  • S66 Uniform Combined State Law Examination
    2021-10-18
  • S63 Uniform Securities Agent State Law Examination
    2015-05-18
Other Names
  • Phillip Pinelli
  • Phillip Nicholas Pinelli

View on SEC IAPD

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