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Arthur Roy Driscoll

Eaton Vance Management

Boston, MA

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Current Employers
Eaton Vance Management

One Post Office Square, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-11-08
  • MA RA
    APPROVED
    Since 2016-11-08

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Chicago IL 04/2014 10/2016
Eaton Vance Management Boston MA 10/2016 Present
Eaton Vance Distributors, Inc. Boston MA 10/2016 Present
  • 04/2014 → 10/2016
    Nuveen Securities, Llc
    Chicago, IL
  • 10/2016 → Present
    Eaton Vance Management
    Boston, MA
  • 10/2016 → Present
    Eaton Vance Distributors, Inc.
    Boston, MA
Previous Registrations
  • 2015-03-05 → 2016-10-17
    Santa Barbara Asset Management, Llc
    Chicago, IL
  • 2015-01-08 → 2016-10-17
    Nuveen Asset Management, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-22
S63 Uniform Securities Agent State Law Examination 2007-07-27
  • S65 Uniform Investment Adviser Law Examination
    2014-12-22
  • S63 Uniform Securities Agent State Law Examination
    2007-07-27

View on SEC IAPD

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ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
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