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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | El Paso | TX | 08/2007 | 11/2016 |
| Mml Investors Services Inc | El Paso | TX | 01/2008 | 11/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2016 | 12/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2016 | 12/2018 |
| Franklin Star, Llc | El Paso | TX | 01/2019 | 12/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2023 | Present |
1. Adrian Urias, El Paso TX 79936, 01/03/2023, Agent, 1099 Contractor, NIR, 10 HR/MO - 10 HR/MO TRADING 2. Adrian Urias, El Paso TX 79901, 01/05/2023, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 10 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-29 |
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