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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-18
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-08-18
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

10011 Valley View St, Cypress, CA 90630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Bank N.A Cypress CA 10/2012 Present
J.P. Morgan Securities Llc Cypress CA 10/2012 Present
Chia Vine Properties, Llc Fullerton CA 10/2024 Present
  • 10/2012 → Present
    J.P. Morgan Bank N.A
    Cypress, CA
  • 10/2012 → Present
    Cypress, CA
  • 10/2024 → Present
    Chia Vine Properties, Llc
    Fullerton, CA
Previous Registrations
  • 2009-12-18 → 2012-10-01
    Chase Investment Services Corp.
    Cypress, CA
    Bellflower, CA
    Buena Park, CA
Other Businesses

Entity Name: Chia Vine Properties, LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Manage Properties for Creditor protection Entity Name: Our Nest Investment related: No "Address: 732 N Brea Blvd, Brea, CA 92821 ournestfullerton.com" Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 08/30/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The restaurant is a break and lunch diner. I will be a silent investor in the restaurant. No connection to JPMC and nothing like my role here as an advisor. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 11/1/2018 ADDRESS: 2900 FULLERTON, CA. DETAILS: Rental Income from Real Estate INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0-1 HOURS DURING TRADING: 0-1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-24
  • S66 Uniform Combined State Law Examination
    2009-09-24
Designations

View on SEC IAPD

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