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Benjamin Dukes

Ubs Financial Services Inc.

Atlanta, GA

Inlet Beach, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-26
TX RA APPROVED_RES 2012-06-15
GA RA APPROVED 2012-04-19
  • FL RA
    APPROVED
    Since 2022-05-26
  • TX RA
    APPROVED_RES
    Since 2012-06-15
  • GA RA
    APPROVED
    Since 2012-04-19

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Inlet Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 04/2012 Present
Georgia Institute Of Technology Atlanta GA 01/2018 05/2021
Previous Registrations
Other Businesses

1. Estate of M.S , AltnataGA United States-30326, Trust, Estate of M. S - Deceased, Executor of estate, start date-1/24/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-31
  • S66 Uniform Combined State Law Examination
    2010-03-31
Other Names
  • Benjamin Duke

View on SEC IAPD

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