Ajay Ramesh Anand

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 12/2016
  Unemployed
  Smyrna, GA
• 01/2017 → 10/2017
  Equity Services, Inc.
  Montpelier, VT
• 01/2017 → 10/2017
  National Financial Services Group
  Atlanta, GA
• 10/2017 → 11/2018
  Sii
  Nashville, TN
• 11/2018 → 07/2022
  Royal Alliance Associates, Inc.
  Chattanooga, TN
• 07/2022 → 09/2025
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 07/2022 → 09/2025
  Kovack Advisors, Inc.
  Fort Lauderdale, FL
• 09/2025 → Present
  Osaic Wealth, Inc.
  Marietta, GA

Previous Registrations

• 2022-07-28 → 2025-09-12
  Kovack Advisors, Inc.
  Smryna, GA
  Ft. Lauderdale, FL
  Atlanta, GA
• 2018-11-02 → 2022-08-01
  Osaic Wealth, Inc.
  Nashville, TN
  Chattanooga, TN
• 2017-10-11 → 2018-11-02
  Signator Investors, Inc.
  Nashville, TN
  Alpharetta, GA
  Chattanooga, TN
• 2017-03-08 → 2017-10-10
  Equity Services, Inc.
  Sandy Springs, GA

Other Businesses

1. ANAND FINANCIAL ADVISORS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/02/2022 ADDRESS: 2193 Bliss Ln, Marietta GA 30062, United States DESCRIPTION: Sales/Marketing of securities, investment advisory, and insurance products. 2. ANAND FINANCIAL ADVISORS-FIXED INSURANCE POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/02/2022 ADDRESS: 2193 Bliss Ln, Marietta GA 30062, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance. 3. APA WADE GREEN LLC POSITION: Owner NATURE: Real Estate LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/30/2021 ADDRESS: 4377 Wade Green Road, Kennesaw GA 30144, United States DESCRIPTION: No duties or requirements. The LLC simply owns a real estate property that will be leased out. 4. FIXED INSURANCE BROKER POSITION: Broker NATURE: Fixed Insurance Broker for Life, Annuities, Long-Term Care, and Disability Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 10/02/2017 ADDRESS: 2193 Bliss Ln, Marietta GA 30062, United States DESCRIPTION: Insurance broker to solicit fixed life insurance, annuities, long-term care, and disability insurance with various carriers. 5. APA YOUNG LEADERS I LLC POSITION: Principal NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/06/2024 ADDRESS: 4377 Wade Green Road, Kennesaw GA 30144, United States DESCRIPTION: Assist in managing business operations for a child care facility.

Exams

• S66 Uniform Combined State Law Examination
  2017-03-01

Designations

• Certified Financial Planner

Other Names

• Ajay R Anand
• Ajay Ramesh Anand
• Ajay Anand