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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-24
CA RA APPROVED 2016-12-14
NJ RA APPROVED 2016-10-07
  • TX RA
    APPROVED_RES
    Since 2025-05-24
  • CA RA
    APPROVED
    Since 2016-12-14
  • NJ RA
    APPROVED
    Since 2016-10-07

Branch Locations

Citi Private Bank 1 Market Plaza, 42Nd Floor, San Francisco, CA 94105 • United States

Citi Private Bank 531-535 Cowper Street, Palo Alto, CA 94301 • United States

Burlingame, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 08/2009 Present
  • 08/2009 → Present
    Citigroup
    New York, NY
Other Businesses

Washington School PTA; Education; Not investment-related; Burlingame, CA; Affiliation started 08/15/2018; Title: Treasurer/Director; Duties: Authorized custodian of PTS funds; works with PTA president to create the next year's budget; reconcile bank account monthly; write checks to reimburse PTA members and pay bills; 1 hour is devoted each month during securities trading hours; 3 hours are devoted each month outside of securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-04
S63 Uniform Securities Agent State Law Examination 2009-10-16
  • S66 Uniform Combined State Law Examination
    2016-10-04
  • S63 Uniform Securities Agent State Law Examination
    2009-10-16

View on SEC IAPD

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