Walter Michael Fisher

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-14
VA	RA	APPROVED	2010-09-01

TX RA
APPROVED_RES

Since 2023-04-14
VA RA
APPROVED

Since 2010-09-01

Branch Locations

9026 Forest Hill Ave, Richmond, VA 23235 • United States

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

1701 N Parham Rd, Richmond, VA 23229 • United States

6441 Chesterfield Meadows Dr, Chesterfield, VA 23832 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Richmond	VA	09/2010	11/2016
Wells Fargo Clearing Services, Llc	Richmond	VA	11/2016	Present

09/2010 → 11/2016

Wells Fargo Advisors Llc

Richmond, VA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Richmond, VA

Previous Registrations

2009-10-21 → 2010-09-01

Bb&T Investment Services, Inc.

Charlotte, NC

Richmond, VA

Richmond, VA
2007-10-03 → 2009-07-28

Ameriprise Financial Services, Llc

Richmond, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-12

S66 Uniform Combined State Law Examination

2007-09-12