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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States
Kirkwood, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc. | St. Paul | MN | 06/2007 | 08/2023 |
| Minnesota Life Insurance Company | St. Paul | MN | 06/2007 | 08/2023 |
| Renaissance Financial | St. Louis | MO | 06/2007 | Present |
| Cetera Wealth Services, Llc | St. Louis | MO | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: August 2007 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: August 2007 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3. ST. LOUIS SPORTS COMMISSION POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: , St. Louis MO , United States DESCRIPTION: Advisory Board; 4. SOUTHSIDE EARLY CHILDHOOD CENTER - FINANCE COMMITTEE POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 2101 S Jefferson Ave, St Louis MO 63104, United States DESCRIPTION: Part of multiple-person committee to listen to and advise on the financial performance of the non-profit organization. Discuss budgets, earnings, fund-raising, etc. 5. MISSOURI ATHLETIC CLUB - FINANCIE COMMITTEE POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 405 Washington Ave, St Louis MO 63102, United States DESCRIPTION: Part of multiple-person committee to listen to and advise on the financial performance of the non-profit organization. Discuss budgets, earnings, fund-raising, etc; 6. ST. PETER CATHOLIC CHURCH - FINANCE COMMITTEE POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 243 W Argonne Dr, St Louis MO 63122, United States DESCRIPTION: Part of multiple-person committee to listen to and advise on the financial performance of the non-profit organization. Discuss budgets, earnings, fund-raising, etc; 7. NAME OF OTHER BUSINESS: ADVISORY COMMITTEE OF JULIE MALMSTROM 2007 IRREV. TR, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ADVISORY COMMITTEE, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OFFER ADVICE ON WHICH HOLDINGS TO DISTRIBUTE TO TRUST; 9. NAME OF OTHER BUSINESS: SSM HEALTH CARDINAL GLENNON CHILDREN'S FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 1465 S. GRAND BLVD, ST LOUIS, MO 63104, NATURE OF BUSINESS: NON-PROFIT, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADVISING AND PARTICIPATING IN FUNDRAISING ACTIVITIES; 10. NAME OF OTHER BUSINESS: CHAMINADE PARENTS CLUB; INVESTMENT RELATED: NO; ADDRESS: 425 S LINDBERGH BLVD SAINT LOUIS, MO 63131; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: KEEP A LEDGER OF EXPENSES AND REPORT ON THE ORGANIZATION'S BUDGET;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-05 |
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