James Kennedy

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 12/2016
  Fidelity Investments
  New York, NY
• 06/2017 → 01/2018
  Howard Bailey Securities, Llc
  Fort Wayne, IN
• 03/2018 → 01/2021
  Td Ameritrade, Inc
  Fort Wayne, IN
• 01/2021 → 03/2022
  Pruco Securities, Llc
  Fort Wayne, IN
• 01/2021 → 03/2022
  The Prudential Insurance Co. Of America
  Fort Wayne, IN
• 03/2018 → 12/2020
  Td Ameritrade Investment Management, Llc
  Fort Wayne, IN
• 04/2013 → 12/2016
  Strategic Advisers, Inc
  Fort Wayne, IN
• 12/2009 → 12/2016
  Fidelity Brokerage Services Llc
  New York, NY
• 02/2018 → 01/2021
  Td Ameritrade
  Fort Wayne, IN
• 05/2017 → 01/2018
  Howard Bailey Financial
  Fort Wayne, IN
• 02/2018 → 01/2021
  Charles Schwab & Co
  Fort Wayne, IN
• 08/2013 → 03/2020
  Massachusetts Mutual Life Insurance Co
  Fort Wayne, IN
• 04/2022 → Present
  J.P. Morgan Securities Llc
  Fort Wayne, IN
• 04/2022 → Present
  Jpmorgan Chase Bank, N.A.
  Fort Wayne, IN

Previous Registrations

• 2021-01-20 → 2022-04-14
  Pruco Securities, Llc.
  Fort Wayne, IN
  Indianapolis, IN
• 2018-03-19 → 2021-01-11
  Td Ameritrade, Inc.
  Ft. Wayne, IN
• 2018-03-19 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Ft. Wayne, IN
• 2017-06-27 → 2018-01-31
  Howard Bailey Securities, Llc
  Fort Wayne, IN
• 2013-06-03 → 2017-01-06
  Strategic Advisers Llc
  Millburn, NJ

Exams

• S66 Uniform Combined State Law Examination
  2013-05-31

Designations

• Certified Financial Planner

Other Names

• Jay Kennedy
• James Michael Kennedy
• James Michael Kennedy