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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-20
TX RA APPROVED 2021-09-09
  • FL RA
    APPROVED
    Since 2021-09-20
  • TX RA
    APPROVED
    Since 2021-09-09

Branch Locations

600 Brickell Avenue Suites 1875 And 2250, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Miami FL 06/2013 09/2016
Wells Fargo Advisors, Llc Miami FL 09/2016 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 09/2021
Raymond James & Associates Inc. Miami FL 09/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: CASCANDO INVESTMENT LLC Address: 150 sw 21 road, miami, FL, 33129, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/27/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: llc created by myself and my wife for investment purposes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-11
  • S66 Uniform Combined State Law Examination
    2008-07-11
Other Names
  • Alejandro Triana

View on SEC IAPD

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