Nathanael Mark Southard

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-25
VT	RA	APPROVED	2025-08-25
CO	RA	APPROVED	2021-02-02

TX RA
APPROVED_RES

Since 2025-08-25
VT RA
APPROVED

Since 2025-08-25
CO RA
APPROVED

Since 2021-02-02

Branch Locations

Highlands Ranch, CO • United States

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Glendale	CO	11/2014	Present
Tiaa	Glendale	CO	11/2014	Present

11/2014 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Glendale, CO
11/2014 → Present

Tiaa

Glendale, CO

Other Businesses

RENTAL INCOME POSITION: Rental Owner NATURE: Rental Property / Investment Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: 629 Quitman St, Denver CO 80204, United States DESCRIPTION: I own and manage a rental investment property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-02
S63	Uniform Securities Agent State Law Examination	2013-09-23

S66 Uniform Combined State Law Examination

2021-02-02
S63 Uniform Securities Agent State Law Examination

2013-09-23

View on SEC IAPD