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Brad Martin Barrett

One Capital Management, LLC

Westlake Village, CA

CRD 5360288

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Employer firm

One Capital Management, LLC CRD 114861

$8.53B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
One Capital Management, Llc

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-03
CA RA APPROVED 2011-12-20
  • TX RA
    APPROVED_RES
    Since 2023-01-03
  • CA RA
    APPROVED
    Since 2011-12-20

Branch Locations

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
One Capital Management, Llc Westlake Village CA 12/2011 Present
Previous Registrations
  • 2010-07-27 → 2011-12-16
    Securities America Advisors, Inc.
    Calabasas, CA
Other Businesses

BSE & ASSOCIATES, INC. /FINANCIAL PLANNING & ASSET MANAGEMENT-- RELATIONSHIP MANAGER, FINANCIAL CONSULTANT INSURANCES /INSURANCE-- SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-22
  • S66 Uniform Combined State Law Examination
    2008-12-22

View on SEC IAPD

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FRANKLIN SCHENECK WHITEHOUSE
LAURA JO Navarro

Nearby Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA

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