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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-04
  • TX RA
    APPROVED
    Since 2022-10-04

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Bellevue NE 06/2007 06/2024
Charles Schwab And Co., Inc. Westlake TX 06/2024 Present
  • 06/2007 → 06/2024
    Tdameritrade
    Bellevue, NE
  • 06/2024 → Present
    Charles Schwab And Co., Inc.
    Westlake, TX
Previous Registrations
  • 2023-01-04 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Westlake, TX
  • 2009-11-19 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Fort Worth, TX
    Westlake, TX
    Westlake, TX
    Westlake, TX
    Westlake, TX
  • 2009-11-19 → 2019-12-24
    Td Ameritrade Investment Management, Llc
    Bellevue, NE
    Omaha, NE
    Omaha, NE
    Fort Worth, TX
    Fort Worth, TX
    Southlake, TX
Other Businesses

1) B&A DYNAMIC HOLDINGS GROUP LLC|Investment Related:No|30 N Gould St. Ste R;Sheridan;WY;82801;United States|Holding company for one real estate LLC and for future LLC's - Primarily real estate investment related|Owner|2026-03-11|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Managing the holding company 2) BCC Holdings LLC|Investment Related:No|Real Estate (Non-Agent/Broker)|Owner|2026-03-16|HoursPerMonth:20-40|HoursSpentduringSecurityTrading:0|I currently own rental property and am continuing to seek out additional opportunities. Going forward I wish to use an LLC for future real estate transactions. I am in the process of creating my LLC and can provide documents once it is done.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-17
S63 Uniform Securities Agent State Law Examination 2008-01-30
  • S66 Uniform Combined State Law Examination
    2009-11-17
  • S63 Uniform Securities Agent State Law Examination
    2008-01-30
Designations

View on SEC IAPD

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