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Rocco Attanasio

Empower Advisory Group, LLC

Somerset, NJ

Greenwood Village, CO

CRD 5359811

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-10-31
  • NJ RA
    APPROVED
    Since 2023-10-31

Branch Locations

Somerset, NJ • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Somerset NJ 06/2007 Present
Prudential Investment Management Services, Llc. Somerset NJ 05/2008 Present
Gwfs Equities, Inc. Somerset NJ 04/2022 Present
  • 06/2007 → Present
    Prudential Insurance Company Of America
    Somerset, NJ
  • 05/2008 → Present
    Prudential Investment Management Services, Llc.
    Somerset, NJ
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Somerset, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-27
S63 Uniform Securities Agent State Law Examination 2008-07-25
  • S65 Uniform Investment Adviser Law Examination
    2023-10-27
  • S63 Uniform Securities Agent State Law Examination
    2008-07-25

View on SEC IAPD

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