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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-25 |
| SC | RA | APPROVED | 2018-01-02 |
Branch Locations
107 Ram Cat Alley, Seneca, SC 29678 • United States
510 Reed Road, Anderson, SC 29621 • United States
412 A Pettigru St., Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Anderson | SC | 01/2015 | 12/2017 |
| Advantage Investment Management Llc | Anderson | SC | 05/2015 | 12/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2018 | Present |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF RIA, INVREL, 20HRS/WK, 20HRS/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2)FOOTHILLS WEALTH MANAGEMENT, Greenville SC 29601, United States, 01/02/2018, Owner, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-13 |
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