Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-15
OH RA APPROVED 2009-03-25
  • TX RA
    APPROVED
    Since 2015-04-15
  • OH RA
    APPROVED
    Since 2009-03-25

Branch Locations

1925 Newark Granville Rd, Granville, OH 43023 • United States

1500 Lake Shore Dr Ste 450, Columbus, OH 43204-3800 • United States

Upper Arlington, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Worthington OH 04/2008 03/2020
Ameriprise Financial Services, Llc Worthington OH 03/2020 Present
Other Businesses

Independent Insurance Brokering; Midland National Life Insurance Company; 09/01/2016; . Business Ownership; 5034, LLC; Owner; LLC to manage financial advisory practice; 2099 Guilford Road, , Upper Arlington, OH, 43221; Not Investment-Related; 12/01/2016; 1 to 9 hours per month; 0 during trading hours / 123115, LLC; Owning the LLC; Consulting; 100 Old Wilson Bridge Road, Suite 100, , Worthington, OH, 43085; Investment-Related; 10/01/2021; 40 to 59 hours per month; 40 to 59 during trading hours / Wolf Cola Holdings, LLC; Owner; Manage Ameriprise Business; 100 Old Wilsonbridge Road, Suite 100 , Worthington, OH, 43085; Investment-Related; 07/01/2025; 1 to 9 hours per month; 0 during trading hours / 1925NG; Co-owner; Real Estate; 1925 Newark Granville Rd, , Granville, OH, 43023; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; FPA Central Ohio; Program Chair; 2001 Crokcer Rd, Suite 510, Westlake, OH, 44145; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; 123115, LLC; Owner; ; 100 Old Wilson Bridge Road, Suite 100, , Worthington, OH, 43085; Investment-Related; 10/01/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-30
  • S66 Uniform Combined State Law Examination
    2015-03-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Granville, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor