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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2026-07-29
TX RA APPROVED 2021-09-13
CO RA APPROVED 2019-08-09
  • ID RA
    APPROVED
    Since 2026-07-29
  • TX RA
    APPROVED
    Since 2021-09-13
  • CO RA
    APPROVED
    Since 2019-08-09

Branch Locations

504 Main St. Suite 470 , Lewiston, ID 83501 • United States

231 S Howes St., Fort Collins, CO 80521 • United States

Lakewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Denver CO 02/2016 02/2018
Bank Of The West Denver CO 02/2016 02/2018
Mass Mutual Life Insurance Company Denver CO 02/2018 08/2019
Mml Investors Services Denver CO 02/2018 08/2019
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2019 Present
Cambridge Investment Research, Inc Fairfield IA 08/2019 Present
  • 02/2016 → 02/2018
    Bancwest Investment Services
    Denver, CO
  • 02/2016 → 02/2018
    Bank Of The West
    Denver, CO
  • 02/2018 → 08/2019
    Mass Mutual Life Insurance Company
    Denver, CO
  • 02/2018 → 08/2019
    Mml Investors Services
    Denver, CO
  • 08/2019 → Present
    Fairfield, IA
  • 08/2019 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
Previous Registrations
  • 2018-03-06 → 2019-08-13
    Denver, CO
  • 2016-02-22 → 2018-03-01
    Bancwest Investment Services, Inc.
    Denver, CO
    Aurora, CO
    Commerce City, CO
    Denver, CO
    Englewood, CO
    Denver, CO
    Lakewood, CO
    Lakewood, CA
    Denver, CO
    Lakewood, CO
  • 2010-11-16 → 2015-09-21
    Cuso Financial Services, L.P.
    San Diego, CA
    Colorado Springs, CO
    Denver, CO
    Aurora, CO
    Arvada, CO
    Monument, CO
Other Businesses

1. RENTAL PROPERTY OWNER, 4500 E LOUISIANA AVE, DENVER, CO, 06/2017. NIR-4/YR-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 08/09/19. 3. SOPRIS WEALTH ADVISORS LLC, 231 S. Howes St., Fort Collins CO 80521, United States, 06/22/2022, Partner, Insurance/Benefits/Human Resources, INV REL-10/MO-10/TRADING. 4. WOMEN'S ESTATE PLANNING COUNCIL, DENVER, CO, 07/14/2022, Networking, Programs Co-Chair, NIR, 1 HR/YR- 0/TRADING HR. 5. MDJB LLC, 859 Benton Street, Lakewood CO 80214, 04/10/2024, Owner, Owner/Partner of a Business Entity, NIR, 1 HR/MO, 0 HR/MO TRADING. 6. SOPRIS WEALTH PARTNERS LLC, 231 S HOWES ST, FT COLLINS CO 80521, 06/2022, IAR, DBA, INV REL, 5 HR/MO - 5 HR/MO TRADING. 7. WOMEN'S ESTATE PLANNING COUNCIL, Denver CO 80209, United States, 08/15/2024, Member, Networking, NIR, 1 HR/MO - 0 HR/MO TRADING 8. SOPRIS WEALTH PARTNERS, 231 S. Howes St., Fort Collins CO 80521, 05/2025, Owner, Real Estate, NIR, 10 HR/MO, 1 HR/MO TRADING. 9. CRAWFORD FINANCIAL PLANNING, 504 Main St, Suite 470, Lewiston, ID 83501, 08/2026, Investment Advisor Representative, DBA Name, INV REL, 80 HR/MO - 60 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-01
  • S66 Uniform Combined State Law Examination
    2010-11-01
Designations

View on SEC IAPD

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