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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-05
TX RA APPROVED 2014-12-18
  • NC RA
    APPROVED
    Since 2018-11-05
  • TX RA
    APPROVED
    Since 2014-12-18

Branch Locations

Five Post Oak Park 4400 Post Oak Pkwy, Ste 2790, Houston, TX 77027 • United States

751 West 4Th Street, Suite 320, Winston-Salem, NC 27101 • United States

Winston-Salem, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Houston TX 07/2014 Present
Other Businesses

Name/Address: Dog Academy Clay Road LLC 21725 Clay Rd Katy TX 77449 Start Date: 8/21/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Passive Investor Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-17
  • S66 Uniform Combined State Law Examination
    2014-12-17

View on SEC IAPD

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