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Hans Albert Ramsey

Pfs Investments Inc.

Charlotte, NC

Elmsford, NY

CRD 4142857

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

933 Louise Ave Ste 10132, Charlotte, NC 28204 • United States

570 Taxter Road Suite 340, Elmsford, NY 10523 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Elmsford NY 02/1985 Present
Pfs Investments Inc. Elmsford NY 02/2000 Present
  • 02/1985 → Present
    Primerica Financial Services
    Elmsford, NY
  • 02/2000 → Present
    Elmsford, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-07-12
  • S63 Uniform Securities Agent State Law Examination
    2003-07-12

View on SEC IAPD

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