Carlton Anthony Buckley

Current Employers

Employment History

• 11/2013 → 06/2017
  Capital Guardian Llc
  Winter Park, FL
• 11/2013 → 07/2018
  Capital Guardian Wealth Management Llc
  Winter Park, FL
• 06/2017 → 07/2018
  Kovac Securities Inc
  Fort Lauderdale, FL
• 07/2018 → 02/2025
  Concourse Financial Group Securities Inc
  Heathrow, FL
• 07/2018 → Present
  (Dba) Solutions Group Wealth Management Llc
  Heathrow, FL
• 01/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-07-03 → 2025-02-21
  Concourse Financial Group Securities, Inc.
  Heathrow, FL
  Longwood, FL
  Birmingham, AL
• 2013-11-08 → 2018-07-03
  Capital Guardian Wealth Management, Llc
  Winter Park, FL
• 2007-11-08 → 2013-11-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Orlando, FL
  Lake Mary, FL

Other Businesses

(dba) SOLUTIONS GROUP WEALTH MANAGEMENT LLC; Investment Related; Heathrow, FL 32746; Financial Services; Financial Advisor; Start Date 07/2018; 160 hours per month; Offer financial and investment advisory services. I also provide Variable Annuities, Mutual Funds, Stocks, Bonds, Exchange-Traded Funds (ETFs), Financial Planning Services, Insurance sales and service. >> SOLUTIONS GROUP MORTGAGE dba MORTGAGE BROKER; Non-Investment Related; Heathrow, FL 32746; Mortgage; Relations Officer; Start Date 01/2021; 10 Hours Per Month with those 10 hours per month occurring during trading hours; My role is to communicate referrals between the accounting firm and the mortgage department and to oversee the mortgage CRM to ensure accuracy. >> THE CURTIS ANTHONY GROUP; Investment Related; Lake Mary, FL 32746; Financial Services; Senior Financial Advisor; Start Date 07/2018; 50 hours per month; Provide financial advice and client reviews. >> THE CURTIS ANTHONY GROUP; Investment Related; 369 Lakewood Court, Lake Mary FL 32746; Financial Services; 1) Senior Financial Advisor; Start Date 07/2018; 50 hours per month; Provide financial advice and client reviews. 2) Agent; Start Date 07/2018; 10 hours per month with those 10 hours per month occurring during trading hours; Life insurance sales and service. 3) President; Start Date 01/2022; 40 hours per month with 8 of those hours per month occurring during trading hours; Ownership of LLC for tax purposes. >> NOTARY; Non-Investment Related; Lake Mary, FL 32746; Other; Notary; Start Date 01/2022; 5 hours per month with those 5 hours per month occurring during trading hours; Notary services provided to our accounting firm at no charge. >> SOLUTIONS GROUP WEALTH MANAGEMENT; Investment Related; Heathrow, FL; Insurance; Sr Financial Advisor/Partner; Start Date 03/2024; 10 hours per month; Recommendation and sale of annuity as well as life insurance products.

Exams

• S66 Uniform Combined State Law Examination
  2007-11-06

Other Names

• Curtis Anthony Buckley
• Carlton A Buckley
• Carlton A Buckley
• Curtis A Buckley
• Carlton Anthony Buckley