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Current Employers
Acp Investment Management

75-170 Hualalai Rd, Suite C209, Kailua-Kona, HI 96740 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-10-08
  • WA RA
    APPROVED
    Since 2025-10-08

Branch Locations

2101 4Th Ave Ste 710, Seattle, WA 98121 • United States

75-170 Hualalai Rd, Suite C209, Kailua-Kona, HI 96740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Seattle WA 02/2012 Present
Financial Advocates Investment Managment Seattle WA 04/2012 Present
Signaline Investments Seattle WA 10/2015 10/2018
Advisor Compliance Partners Llc Seattle WA 08/2025 Present
  • 02/2012 → Present
    Lpl Financial Llc
    Seattle, WA
  • 04/2012 → Present
    Financial Advocates Investment Managment
    Seattle, WA
  • 10/2015 → 10/2018
    Signaline Investments
    Seattle, WA
  • 08/2025 → Present
    Advisor Compliance Partners Llc
    Seattle, WA
Previous Registrations
  • 2012-12-20 → 2025-10-31
    Financial Advocates Investment Management
    Olympia, WA
    Seattle, WA
  • 2016-04-28 → 2018-10-15
    Signaline Investments
    Seattle, WA
  • 2003-10-15 → 2012-02-16
    Seattle, WA
    Seattle, WA
  • 2002-10-08 → 2003-10-02
    Morgan Stanley Dw Inc.
    Seattle, WA
Other Businesses

1. 8/29/2013: DBA ONLY - TALLUS CAPITAL MANAGEMENT - SEATTLE, WA. 2. 11/23/2016: Crump Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/15/2016 - 2 Hours Per Month/0 Hours During Securities Trading - Fixed insurance. 3. 10/21/2025- DBA for LPL Business (entity for LPL business)- Tallus Capital Advisors- INV Related- At Reported Business Location(s)- Start date 10/08/2025- 40 Hours Per Month- 3 Hours During Trading 4. 10/20/2025-Advisor Compliance Partners LLC- Registered Investment Advisor DBA- Tallus Capital Advisors- INV Related- At Reported Business Location(s)- Start date 10/08/2025- 80 Hours Per Month- 3 Hours During Trading- I provide investment advisory services through Advisor Compliance Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-23
S63 Uniform Securities Agent State Law Examination 2002-09-19
  • S65 Uniform Investment Adviser Law Examination
    2002-09-23
  • S63 Uniform Securities Agent State Law Examination
    2002-09-19

View on SEC IAPD

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