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75-170 Hualalai Rd, Suite C209, Kailua-Kona, HI 96740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-10-08 |
Branch Locations
2101 4Th Ave Ste 710, Seattle, WA 98121 • United States
75-170 Hualalai Rd, Suite C209, Kailua-Kona, HI 96740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Seattle | WA | 02/2012 | Present |
| Financial Advocates Investment Managment | Seattle | WA | 04/2012 | Present |
| Signaline Investments | Seattle | WA | 10/2015 | 10/2018 |
| Advisor Compliance Partners Llc | Seattle | WA | 08/2025 | Present |
1. 8/29/2013: DBA ONLY - TALLUS CAPITAL MANAGEMENT - SEATTLE, WA. 2. 11/23/2016: Crump Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/15/2016 - 2 Hours Per Month/0 Hours During Securities Trading - Fixed insurance. 3. 10/21/2025- DBA for LPL Business (entity for LPL business)- Tallus Capital Advisors- INV Related- At Reported Business Location(s)- Start date 10/08/2025- 40 Hours Per Month- 3 Hours During Trading 4. 10/20/2025-Advisor Compliance Partners LLC- Registered Investment Advisor DBA- Tallus Capital Advisors- INV Related- At Reported Business Location(s)- Start date 10/08/2025- 80 Hours Per Month- 3 Hours During Trading- I provide investment advisory services through Advisor Compliance Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-19 |
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