Kenneth Wayne Jones

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 03/2025
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → 03/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2025 → Present
  Lpl Financial Llc
  Beachwood, OH

Previous Registrations

• 2024-03-21 → 2025-04-10
  Cetera Investment Advisers Llc
  Beachwood, OH
• 2012-04-25 → 2024-03-21
  Cetera Advisors Llc
  Toledo, OH
  Beachwood, OH
• 2005-08-23 → 2012-04-02
  New England Securities
  Highland Hills, OH
  Westlake, OH
• 2002-11-12 → 2003-09-23
  Simply Money Advisors
  Beachwood, OH

Other Businesses

1)02/26/2025 - Momentum Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/16/2025 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 03/2025 - 10 Hr/Mth 3)01/16/2025 - Kenneth W. Jones Financial Advisors, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Aurora, OH - Start: 03/2025

Exams

• S66 Uniform Combined State Law Examination
  2000-04-07

Designations

• Chartered Financial Consultant