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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-12-27 |
Branch Locations
1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Martinez, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Management, Llc | San Francisco | CA | 03/2005 | 10/2021 |
| Allspring Funds Distributor, Llc | San Francisco | CA | 11/2021 | Present |
| Allspring Funds Management, Llc | Menomonee Falls | WI | 11/2021 | Present |
| Allspring Global Investment Holdings, Llc | Walnut Creek | CA | 11/2021 | 01/2025 |
| Allspring Global Investment Holdings, Llc | Walnut Creek | CA | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-28 |
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