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3551 7Th Street, Moline, IL 61265 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-08-03 |
| IA | RA | APPROVED | 2022-08-03 |
Branch Locations
5405 Utica Ridge Td. Suite 100, Davenport, IA 52807 • United States
3551 7Th Street, Moline, IL 61265 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Davenport | IA | 04/2022 | Present |
| Hni Corporation | Muscatine | IA | 07/2013 | 05/2022 |
| Quad City Bank And Trust Company | Davenport | IA | 04/2022 | Present |
| Quad City Investment Center | Davenport | IA | 05/2022 | Present |
1. 04/18/2022 - QUAD CITY INVESTMENT CENTER/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ DAVENPORT, IA 2. 08/16/2022 - Quad City Investment Advisors, LLC ( Hybrid RIA) - DBA: Quad City Investment Center HYBRID - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 06/06/2022 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services thru Quad City Investment Advisors, LLC and its DBA Quad City Investment Center, an independent investment advisor firm. I started this business activity in 8/2022. I expect to spend approx. 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD.This firm is separate and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-03 |
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