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Current Employers
Quad City Investment Center

3551 7Th Street, Moline, IL 61265 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-08-03
IA RA APPROVED 2022-08-03
  • IL RA
    APPROVED
    Since 2022-08-03
  • IA RA
    APPROVED
    Since 2022-08-03

Branch Locations

5405 Utica Ridge Td. Suite 100, Davenport, IA 52807 • United States

3551 7Th Street, Moline, IL 61265 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Davenport IA 04/2022 Present
Hni Corporation Muscatine IA 07/2013 05/2022
Quad City Bank And Trust Company Davenport IA 04/2022 Present
Quad City Investment Center Davenport IA 05/2022 Present
  • 04/2022 → Present
    Lpl Financial Llc
    Davenport, IA
  • 07/2013 → 05/2022
    Hni Corporation
    Muscatine, IA
  • 04/2022 → Present
    Quad City Bank And Trust Company
    Davenport, IA
  • 05/2022 → Present
    Davenport, IA
Other Businesses

1. 04/18/2022 - QUAD CITY INVESTMENT CENTER/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ DAVENPORT, IA 2. 08/16/2022 - Quad City Investment Advisors, LLC ( Hybrid RIA) - DBA: Quad City Investment Center HYBRID - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 06/06/2022 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services thru Quad City Investment Advisors, LLC and its DBA Quad City Investment Center, an independent investment advisor firm. I started this business activity in 8/2022. I expect to spend approx. 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD.This firm is separate and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-03
  • S66 Uniform Combined State Law Examination
    2022-06-03
Other Names
  • Gregory M Bauer
  • Gregory Matthew Bauer

View on SEC IAPD

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