Zachary Alden Hammond

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2018-04-20

KY RA
APPROVED

Since 2018-04-20

Branch Locations

4084 Finn Way Suite 150, Lexington, KY 40517 • United States

295 N. Hubbards Lane Suite 101, Louisville, KY 40207-8206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services	Covington	KY	07/2010	12/2017
Mcf Advisors Llc	Lexington	KY	12/2017	04/2018
Charles Schwab Bank	Lexington	KY	04/2018	Present
Charles Schwab & Co., Inc.	Lexington	KY	04/2018	Present

07/2010 → 12/2017

Fidelity Brokerage Services

Covington, KY
12/2017 → 04/2018

Mcf Advisors Llc

Lexington, KY
04/2018 → Present

Charles Schwab Bank

Lexington, KY
04/2018 → Present

Charles Schwab & Co., Inc.

Lexington, KY

Previous Registrations

2018-01-04 → 2018-04-16

Mcf Advisors, Llc

Lexington, KY

Lexington, KY
2011-06-06 → 2017-12-12

Strategic Advisers Llc

Covington, KY

Covington, KY

Baltimore, MD

King Of Prussia, PA

Abingdon, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-03
S63	Uniform Securities Agent State Law Examination	2010-02-22

S66 Uniform Combined State Law Examination

2011-06-03
S63 Uniform Securities Agent State Law Examination

2010-02-22

Other Names

Zachary Alden Hammond
Zachary Hammond
Zach Hammond

View on SEC IAPD

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