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Scott C Hermann

State Farm Investment Management Corp.

Melville, NY

CRD 5358506

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-04
  • NY RA
    APPROVED
    Since 2021-08-04

Branch Locations

Melville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp North Merrick NY 05/2009 03/2020
Scott Hermann Insurance North Merrick NY 05/2009 03/2020
State Farm Vp Management Corp Levittown NY 04/2020 07/2021
State Farm Insurance Levittown NY 04/2020 07/2021
State Farm Investment Management Corp. Levittown NY 09/2020 07/2021
State Farm Vp Management Corp. Melville IL 07/2021 Present
State Farm Investment Management Corp. Melville NY 07/2021 Present
State Farm Insurance Melville NY 07/2021 Present
  • 05/2009 → 03/2020
    State Farm Vp Management Corp
    North Merrick, NY
  • 05/2009 → 03/2020
    Scott Hermann Insurance
    North Merrick, NY
  • 04/2020 → 07/2021
    State Farm Vp Management Corp
    Levittown, NY
  • 04/2020 → 07/2021
    State Farm Insurance
    Levittown, NY
  • 09/2020 → 07/2021
    State Farm Investment Management Corp.
    Levittown, NY
  • 07/2021 → Present
    State Farm Vp Management Corp.
    Melville, IL
  • 07/2021 → Present
    State Farm Investment Management Corp.
    Melville, NY
  • 07/2021 → Present
    State Farm Insurance
    Melville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-31
S63 Uniform Securities Agent State Law Examination 2007-08-17
  • S65 Uniform Investment Adviser Law Examination
    2020-08-31
  • S63 Uniform Securities Agent State Law Examination
    2007-08-17
Other Names
  • Scott C Hermann
  • Scott Hermann

View on SEC IAPD

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