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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
TX RA APPROVED 2020-03-26
CT RA APPROVED 2019-10-22
  • NY RA
    APPROVED
    Since 2021-05-26
  • TX RA
    APPROVED
    Since 2020-03-26
  • CT RA
    APPROVED
    Since 2019-10-22

Branch Locations

295 Woodcliff Drive, Fairport, NY 14450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsford NY 06/2007 10/2019
Bank Of America, N.A. Pittsford NY 07/2015 10/2019
Stifel Nicolaus & Co Inc Rochester NY 10/2019 Present
Previous Registrations
Other Businesses

1. Junior Americans U9 Hockey Team; 18 Whitley Court, Pittsford, NY 14534; Children's Travel Hockey Team; Asst. Team Manager; Help with sending payments and organizing tournament travel, fundraising help, organizing ice time rental; 8/1/23; 2 hr/wk; Not During Securities Trading Hours; Not Investment Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-29
  • S66 Uniform Combined State Law Examination
    2008-10-29
Other Names
  • Jennifer Pugsley
  • Jennifer Luise Pugsley

View on SEC IAPD

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